Best Practices for Documenting Image Enhancement
Scientific Working Group on Imaging Technology (SWGIT)
Version 1.2, April 26, 2005
A fundamental goal of this and other Scientific Working Group on Imaging Technology documents is to ensure the successful introduction of forensic imagery as evidence in a court of law. The specific purpose of this document is to describe best practices for documenting image enhancement used in the criminal justice system and to provide laboratory personnel with instruction regarding the level of documentation that is appropriate when performing a variety of enhancement operations on still images, regardless of the tools and devices used to perform the enhancement.
Accurate image enhancement techniques documentation is necessary to satisfy the legal requirements for introducing forensic images as evidence in a court of law (Scientific Working Group on Imaging Technology 2003).
The general principles and procedures used are the same, regardless
of the format or media in which the images are recorded. Therefore,
in this document the word image refers to any image recorded
on any media (e.g., conventional photographic, electronic, magnetic,
or optical media).
Image Enhancement Position
Image enhancement has been used in forensic applications since the 1840s and is an accepted practice in forensic science, regardless of whether it is performed in a traditional wet chemistry darkroom or in a laboratory equipped only with electronic devices, such as computers, scanners, and/or video capture systems.
The degree to which procedures used in image enhancement should be documented will depend on the intended end use of the image. Furthermore, the nature of such documentation will depend on the procedures used.
The Scientific Working Group on Imaging Technology recognizes two fundamental end uses for images encountered in the legal system.
Category One images are used to demonstrate what the photographer
or recording device witnessed but are not analyzed by subject matter
experts. These can include, but are not limited to, the following:
- General crime scene or investigative images
- Surveillance images
- Autopsy images
- Documentation of items of evidence in a laboratory
- Arrest photographs, such as mug shots
Subject matter experts use Category Two images for scientific
analysis. These can include, but are not limited to, the following:
- Latent prints
- Questioned documents
- Impression evidence
- Patterned evidence
- Category One images to be analyzed
Basic image enhancement techniques are those used to improve the overall appearance
of the image. These techniques can be applied over an entire image
and in localized areas in an image. They consist of the following:
- Brightness and contrast adjustment, including dodging and burning
- Resizing (file interpolation)
- Positive to negative inversion
- Image rotation and/or inversion
- Converting to grayscale
- White balance
- Color balancing and/or color correction
- Basic image sharpening and blurring (pixel averaging)
- File format conversion
Advanced image enhancement techniques are applied to images to
extract information. These techniques may or may not improve the
overall appearance of the image. The techniques include, but are
not limited to, the following:
- Frame averaging
- Fourier analysis (including use of the FFT)
- Noise reduction
- Image restoration (Scientific Working Group on Imaging Technology 2003)
- Color channel selection and subtraction
- Perspective control and/or geometric correction
- Advanced sharpening tools, such as unsharp mask
DocumentationWhat Is Needed
When enhancing Category One images, one need only document the
techniques with a standard operating procedure (SOP) that describes
the typical enhancement processes. If an original image previously
treated as a Category One image is to be subjected to scientific
analysis, it becomes a Category Two image.
The use of any enhancement techniques in Category Two images should be documented in every case. Basic enhancement techniques can impact the application of and results from advanced enhancement techniques; therefore, applying basic enhancement techniques also requires documentation. The sequence of all enhancement techniques should be included in the documentation.
Documenting image enhancement steps should be sufficient to permit
a comparably trained person to understand the steps taken and the
techniques used and to extract comparable information from the image.
Documenting every change in every pixel value is discouraged because
it adds nothing of value to the analysis.
Exploratory enhancement operations not incorporated into the final
image do not need to be documented. Test prints and/or intermediate
images resulting from a variety of techniques not incorporated into
the final image should be discarded.
Minimum requirements for documentation include identifying the software application and/or techniques as well as the settings and parameters used. Automated processes, such as running user-defined macros, require only documenting usage if the process is defined in the agency documentation.
DocumentationHow to Do It
Documentation can be recorded in a variety of ways, including
handwritten notes, electronic recording, or automated logging tools.
The following examples are intended to represent the documentation
level appropriate for Category Two images. Following these recommendations
will help fulfill the requirements for the admissibility of images
in a court of law. In addition to the examples below, a sample SOP,
which includes the use of automated logging, is provided in the
Brightness and contrast and/or contrast adjustment
I printed the Q5 image using Kodabromide II grade 4 RC paper.
The tread area was burned in to increase detail.
Unsharp mask (strength, distance, threshold)
I used unsharp mask at strength = 100%, with distance = 1.5
pixels, and threshold of 3 levels.
Multiple image averaging (number of images used, which
images used, individual image weights)
I averaged 4 images (Q1_01.tif; Q1_02.tif; Q1_03.tif; and
Q1_04.tif) with equal weighting
Fourier Analysis (Fast Fourier Transform - FFT) (identify
region of interest and edits performed on spectrum, such as spike
cut, spike boost, low pass filter, and high pass filter)
I selected the region of interest to include the vehicle,
performed the FFT operation, edited the spectrum using spike cut
on the repetitive signal, then performed the inverse Fourier transform.
Noise reduction (type, such as despeckle, Gaussian blur)
I reduced noise in the image by applying an IIR Gaussian blur.
Color channel selection and removal
I removed the red channel by deleting it.
Perspective control and/or geometric correction (scale,
rotation or degree, perspective, skew)
I rotated the image 90 degrees clockwise.
User-defined macro (macro name)
In Adobe Photoshop Version 7.0, I used Action Video Process
1 (defined in agency documentation).
Scientific Working Group on Imaging Technology. Recommendations
and guidelines for the use of digital image processing in the criminal
justice system, Forensic Science Communications [Online].
(January 2003). Available: www.fbi.gov/hq/lab/fsc/backissu/jan2003/swgitdigital.htm.
STANDARD OPERATING PROCEDURE
|Title: Latent Print Image Processing||
||Approval Date _________
Technical Leader Signature
Forensic Services Director Signature
Purpose: To establish a list of actions to enhance
latent print images requested by latent print analysts.
Safety Considerations: None.
- Log into the agency-approved software application for processing
- Select the case containing the images to be processed.
- On the menu bar, click Image, Enhance. The program will make
a copy (working image) of the original image and import the copy
and the enhanced image history into the agency-approved enhancement
- Process the working image using enhancement techniques. All
processes applied to the working image are recorded using the
enhanced image history tool. Approved processing techniques for
use on working images are those that have direct counterparts
in traditional darkrooms, including brightness and contrast adjustment,
dodging and burning, and color balancing. The tools include Brightness/Contrast,
Levels, Curves, Color Balance, Hue/Saturation, and Invert. Using
Mode, Channels, and Fast Fourier Transform (FFT) filters are acceptable.
The following tools are prohibited: Rubber Stamp, Airbrush, Paintbrush,
Paint Bucket, Eraser, and Blur.
- After the working image is processed and the processes are
recorded, save the changes to the processed working image. Import
the processed working image back into the latent print processing
- The operator may now process additional images, export a processed
image for printing, or exit the application.
Limitations: Based on existing equipment and technology.
Quality Control: Perform appropriate equipment
maintenance to ensure proper capacity and quality performance.
Literature References: User Manuals.